Meeting Handouts

Below are the presentations provided by the speakers to the IIA Dallas Chapter.  Some presentations were not provided for proprietary reasons.  If one is not here that you would like, we suggest contacting that particular speaker directly.  Handouts are arranged with the most recent listed first.

April 2013

• Integrity5MB
• Managing Ethical Dilemmas for Texas CPAs786 KB

March 2013

• Fraud - Exploring Challenges & Opportunities for Internal Auditors1 MB
• Fraud - Exploring Challenges & Opportunities for Internal Auditors - Handout240 KB

February 2013

• CAE Spotlight - Non-profit Industy/Vickie Tesmer1.2 MB
• Sharpening our Focus on the Road Ahead: Internal Audit in 20202.3 MB
• Intelligent Internal Controls 814 KB
• Risk Based Auditing514 KB

January 2013

• ACL / Data Analysis906 KB
• CAE Spotlight - Government Contracting/Shelby Faubion1 MB
• IT Governance - Worthwile Excercise?570 KB

December 2012

• Active Listening2.5 MB
• CAE Spotlight - Healthcare/Dennis McGuffie1.7 MB

October 2012

• CAE Spotlight - Dean Foods/Frank Caliri230 KB
• Managing Third Party Risks in a Crisis1.5 MB
• Business Resiliency2.7 MB
• Information Technology Continuity - Uncensored127 KB

Septemper 2012

• CAE Spotlight - Tourchmark/Saumil Patel682 KB
• Corporate Compliance1.1 MB
• Research Project: Cloud Computing: A Study of Internal Audit’s Preparedness in the Dallas Area448 KB

April 2012

• CAST - Opening and Closing Conference Strategies136 KB
• Audit Efficiency and Effectiveness: A Matter of Focus2 MB

March 2012

• CAST-ERP Auditing Concepts for Financial Auditors1.1 MB
• Practical Ethics2.4 MB
• To Diversity and Beyond: Building Bridges through Cultural Competence1.4 MB

February 2012

• Meeting Stakeholder Expectations for Assurance: Internal Audit’s Role in a Group Effort 2.0 MB
• Root Cause Analysis327 KB

January 2012

• Cyber Matters 2011 and Beyond3.3 MB
• Take a (Closer) Look at Business Continuity469 KB
• Understanding the Impact of Data Privacy736 KB
• CAE Spotlight - Janice Harissis274 KB

December 2011

• CAST-Risk Assessment308 KB
• Separating Fact from Fantasy - What Auditors Really Need to Know & Do about Risk in 20121.9 MB
• Risk Assessment (Lunch presentation)3 MB

November 2011

• CAST-Auditors’ Fraud Primer733 KB
• Fraudalicious: What’s Eating Your Shareholder Value?928 KB

October 2011

• Innovative Leadership and Decision Making - Creating Organizational Agility2 MB

September 2011

• Finding the Next Superstar… Recruiting and Retaining MVPs687 KB
• CAST-Writing an Audit Finding1.0 MB
• Business Etiquette: How to Walk, Talk and Act Like a Professional was not approved for release by the author
• There is no presentation available for the Pre-meeting Panel Discussion on the Internal Audit Profession.

June 2011

• Understanding the Effectiveness of a Data Protection Program1.5 MB
• Transforming Internal Audit to Drive Business Performance571 KB
• Succeeding with Emotional Intelligence410 KB
• What is Your Emotional IQ?2.9 MB
• Who Owns Fraud?: Uniting Corporate Executives to Manage and Analyze Fraud and Corruption Risks2.9 MB
• Borderless Security1.3 MB

April 2011

• A Risk-Based Approach to Managing Catastrophes 118 KB
• CAST-Impactful Follow Up: The Key to Internal Audit Success 440 KB
• Creating a Risk Management Culture 40 KB

March 2011

• Abstract for Attributes of a Highly Successful Chief Audit Executive 975 KB
• Internal Auditing 2011: It's Time to "Fill the Glass" 1.4 MB

January 2011

• Privacy Update200 KB
• Applying Data Privacy in a Global Company13 MB
• Cloud Computing Panel Discussion445 KB
• Privacy Laws - January 201189 KB

November 2010

• Contract Risks and Controlling Costs874 KB
• Leveraging Data Analytics to Expand Audit Coverage and Add Organizational Value2 MB
• CAST-Example-Data Presentation Workbook221 KB
• CAST-Example-Data Presentation Workbook-Completed577 KB
• Six Sigma Presentation904 KB

October 2010

• Dodd-Frank: What You Don’t Want to Know but Probably Should734 KB
• Dodd-Frank: Am I Too Big to Fail?99 KB
• Health reform: Prospering in a post reform world702 KB

September 2010

• Collaboration vs. Collision: The Four Generation Workplace15.4 MB

August 2010

• Enterprise Risk Management (ERM)261 KB
• "Bite-sized" Business Intelligence (BI) for Enterprise Risk Management (ERM)644 KB
• Risk Management: You Know the Rules. You Have the Tools. What Else?477 KB

April 2010

• CAST - Time Management902 KB
• XBRL For Dummies2.8 MB
• Economic Outlook in 2010684 KB
• XBRL - What's in it for Internal Auditors?4.3 MB

March 2010

• Conducting a Fraud Risk Assessment3.3 MB
• Managing the Business Risk of Fraud758 KB

February 2010

• NETWORKING:  It isn’t what you know. It’s who you know.2.5 MB

January 2010

• CAST: Workpaper Documentation and Standards - Best Practices in Documenting Processes446 KB
• Auditing Project Management Controls842 KB
• Proactively Managing ERP Risks808 KB
• Risk Management Best Practices408 KB

November 2009

• CAST: Dynamic and Effective Presentations381 KB
• Internal Audit: Will we Lead, or Become Irrelevant?648 KB
• What is your leadership style? Part I2.1 MB
• What is your leadership style?  Part II3.3 MB

October 2009

• CAST: Root Cause Analysis247 KB
• Auditing for Value in the Procure to Pay Cycle1.0 MB
• Lean and Six Sigma Concepts & Supply Chain Management2.3 MB

September 2009

• CAST: Audit Objectives & Program Development949 KB
• Convergence of IFRS & US GAAP811 KB
• IFRS and Internal Audit’s role in the conversion to IFRS2.0 MB
• FASB Codification1.5 MB

August 2009

• CAST: Risk Assessment and Audit Planning131 KB
• Tax and Treasury Risk Assessments32 KB
• Risk Assessments and SOX – Scoring ICFR for Effectiveness and Efficiency172 KB
• Risk Assessment of Organization’s Health Benefit Costs86 KB

June 2009

• Strategies to Mitigate Risk in the Current Economic Environment846 KB
• Legal Overview of Mergers and Acquisitions and the Role of Internal Auditors174 KB
• Fraud and Its Effects1.4 MB
• How the Recession is Changing Internal Auditing886 KB

May 2009

• International Financial Reporting Standards – Convergence Issues1.0 MB
• Beyond Borders: Corruption Risk in Today's Global Marketplace522 KB
• Operating in a Down Economy – Key Strategies and Opportunities for Internal
  Audit776 KB

April 2009

• CAST: External ITGC Audits – An Internal Auditor’s Opportunity1.9 MB
• Guidance on Monitoring Internal Control Systems1.5 MB
• Continuous Auditing - Human Action Metrics 1.2 MB

March 2009

• CAST: Audit Evidence6.1 MB
• How to Cheat on Your Expense statement1.5 MB

February 2009

• CAST: Opening and Closing Conference Strategies57 KB
• The Global Profession of Internal Auditing834 KB
• Remembering the Past/Rehearsing the Future47 KB

January 2009

• CAST: Audit Sampling 101153 KB
• GRC and the Impact on your organization3.8 MB
• Governance of Outsourced IT Services597 KB

November 2008

• Sustainable North Texas: Many Shades of Green4.8 MB

October 2008

• CAST: Overview of the Professional Practices Framework922 KB
• Six Sigma Approach to Internal Auditing383 KB
• Six Sigma Application: Tools for Auditors244 KB
• SFAS 157 “Fair Value Measurements”928 KB

September 2008

• Enterprise Risk Management: Beyond Internal Audit656 KB
• Recent Developments in Enterprise Risk Management2.3 MB
  • ERM FAQ2.0 MB
  • Profiles of Companies Building Effective ERM Programs2.0 MB

August 2008

• IT Internal Audit: The Evolving Role of a Technologist107 KB
• The GAIT Series from the IIA and how it impacts Internal Auditors264 KB
  • Whitepaper206 KB
• 7 Deadly Sins of SAS 70’s134 KB

May 2008

• The Rise of Economic Espionage & Breaking the NYNEX Case654 KB

April 2008

• Law and Internal Auditing3.3 MB
• Leading Trends and Practices from Around the World 1.1 MB

March 2008

• Office as a Crime Scene 133 KB
• How to Deal When Your Company is Being Investigated by the FBI3.8 MB
• Focus on Fraud Prevention 322 KB

January 2008

• Hacking Trends138 KB

November 2007

• Value Added Audits1.04 MB
• Risks Assessments - Internal Audit's Role205 KB

September 2007

• Auditing Standard 5-Effective and Efficient SOX Compliance 120 KB
• Going Beyond SOX Compliance – Internal Controls Optimization 86 KB

May 2007

• Auditors Serving on Audit Committees 179 KB

March 2007

• Using Data Analysis to Detect Fraud13.6 MB

February 2007

• ERM: Getting from theory to practice221 KB
• Tactical Implementation of Enterprise Risk Management568 KB
• AMR Corporation Risk Assessment Methodology86 KB

SMART - December 2006

• A-5 Compliance Spreadsheet699 KB

November 2006

• SOX - From Project to Process 704 KB

October 2006

• The Art of Writing Emails and Reports 66 KB
• Sample Audit Report 80 KB

August 2006

• QAR  - North Texas IIA 128 KB

April 2006

• Working with Students/Assimilating New Staff 677 KB
• Top Ten Issues Facing Internal Auditing in the Future 1.13 MB

February, 2006

• The Intelligent Real-Time Enterprise 10.5 MB
• The Latest in Audit Software and Data Mining 435 KB
• Creative Co-sourcing 1.2 MB

January 2006

• The Value of Vulnerability Management 201 KB

December 2005

• Networking - The Art of Schmoozing 80 KB

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