eNews - October 2012

Thursday, October 4, 2012

Disaster Recovery / Business Continuity

Meeting 12:30pm - 1:30pm
Lunch to start being served at 11:45
Registration begins at 11:30pm

Business Continuity Planning - Business Resiliency
Danny Shaw, Southeast Practice Leader, Experis IT Risk Advisory Services

Objectives:  Business Continuity is not just a phase or project to be implemented when time and resources allow.  It is an ongoing program implemented to protect data, and ensure the integrity and security of the total business, facilities, information and the well-being of employees, which is of paramount importance.

Since 25% of all businesses never reopen after a disaster, are you prepared for this scenario? Planning for an unthinkable disaster is never a pleasant task -- but one that is a very necessary in today’s business environment. Now more than ever, businesses are relying on mission-critical systems to be up and running at all times. New approaches to DR can make a huge difference in recovering data more efficiently and in a useable form.

The purpose of this session is to provide answers to the following questions:

• Answers to why is a business continuity plan essential in protecting your company's most critical assets? 
  
• Uncovering how to plan for your particular company (the right approach for building a continuity capability for your company)? 
  
• Identifying what technologies should you be evaluating when architecting or implementing a business continuity plan?

No prerequisites required

Danny Shaw has over 30 years experience in technology and security risk management. He has provided business systems and related accounting technology services to companies including the largest professional services firm in the world, a fortune 500 company, industries including banking, manufacturing and healthcare. Danny has led business consulting efforts for global and municipal organizations including speaking on technology risk management on multiple client roundtable and industry related events.

Danny is the Southeast Practice Leader for the IT Risk Advisory Services for Jefferson Wells. Danny and his teams focus on risk management and process improvement for business systems solutions, information security, and Privacy compliance. Danny’s team has been recognized for delivering timely value on information security assessments and controls relating to information technology environments and eliminating or minimizing the impact of unplanned interruptions and ensuring the continuity of critical business services.

Danny has been published in Compliance Week, Business Continuity and Internal Auditor. Danny additionally serves on the HISP -Holistic Information Security Board since 2005 and Children’s Healthcare of Atlanta Community Board since 2006.

1 Hour Continuing Professional Education

Food & Beverage Industry
Frank Caliri, VP of Internal Audit at Dean Foods Company

Objective: The objective of this brief presentation is to provide Insight into the best practices, organizational structure and types of audits performed by an Internal Audit department within the Food & Beverage Industry

No prerequisites required.

Frank Caliri is Vice President of Internal Audit at Dean Foods Company, a leading food and beverage company in the United States, as well as a global leader in branded plant-based beverages, such as soy, almond and coconut milks, and other plant-based products.

Mr. Caliri has extensive experience serving in the consumer products, food & beverage, manufacturing, environmental services, oil refining, and real estate & construction industries.  With an emphasis on ensuring risk is mitigated and aligned with corporate strategy, his focus is on increasing connection into the business, enhancing management’s control consciousness, and producing greater visibility to the Internal Audit department.

Prior to working at Dean Foods Company, Mr. Caliri held audit leadership positions at Staples, Inc., Brinker International and Safety-Kleen, Inc.  Prior to that, Mr. Caliri spent a decade in the assurance practices of various public accounting firms.  Mr. Caliri holds a bachelor’s degree in economics from the University of Massachusetts and is also a CPA.

No Continuing Professional Education provided.

Pre-Meeting 10:30am - 11:30am
Registration begins at 10:00am

Managing Third Party Risks
Danny Shaw, Southeast Practice Leader, Experis IT Risk Advisory Services

Objectives:  Organizations frequently rely upon 3rd party service providers to deliver a wide variety of services and other activities.  While such arrangements may result in activities being outsourced in their entirety, they do not relieve the ‘hiring’ organizations of the responsibility for managing the activities and identifying/controlling the risks associated with the relationships especially during an outage.

The purpose of this session is to provide answers to the following questions:

• Gain an understanding of the potential risks that may arise from the use of 3rd party service providers during a BCP exercise
• Identify the basic elements of an effective 3rd party risk management program during an outage

No prerequisites required.

See Danny's Bio under the Lunch meeting

1 Hour Continuing Professional Education

Post-Meeting 1:30pm - 2:30pm

Are You Prepared for an IT Disaster?
Tracy Carter, Information Assurance Security Officer, Raytheon

Objectives:  Are You Prepared for an IT Disaster? In today's world most businesses rely on Information Technology to support business functions.  This session will help you understand from start to finish how to prepare your IT department in the event of a disaster as well as protect your company's assets.

The purpose of this session is to provide a forum to discuss the following:

• Recovering no matter the outage.
• Components of a Business Impact Assessment
• Performing a Threat & Risk Assessment Developing the Disaster Recovery Plan

No prerequisites required.

Tracy Carter joined the Raytheon Internal Audit team as a Staff IT Auditor on September 27, 2007.  She was promoted to Sr. IT Auditor shortly after joining RIA in May 2008.  In October 2010, she transferred to RTSC in Fort Polk, LA as the Information Assurance Security Officer.  Prior to joining Raytheon, Tracy worked at Collin County Auditor’s office for over five years in financial and IT auditing.

Tracy has an AS in Computer Information Systems from McNeese State University and a BS in Business Management from University of Phoenix Louisiana Campus.   She also attended a 14 day SAP Boot camp in 2006 where she achieved her SAP Functional Consultant Certification.

Tracy is a Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Associate Business Continuity Professional (ABCP), Security+, Certified Software Manager (CSM) and Advanced Software Manager (ASM), an R6 Sigma Specialist and is level one EVMS qualified.

Tracy is a member of several professional business continuity and information technology organizations.  She has also served on the board for the Dallas ISACA chapter. 

1 Hour Continuing Professional Education

Meeting Location

Cityplace Conference and Event Center,
2711 North Haskell Street, Dallas, Texas 75204

Preferred Method:

Place and confirm your reservation via the web site at http://www.dallasiia.org/Reserve_1012.htm.

Reservations & Payment must be received by 5:00 PM on Friday, September 28, 2012.

When: Monday October 29, 2012
Where: Hilton Anatole, Dallas
Value: No travel costs and less than $40 per CPE hour if you register now!
Actions needed: Take advantage of significant discounts and register now before rates increase!
Why: A great opportunity for audit executives, directors, managers, and staff to benefit from a day long educational event, comprised of 28 individual concurrent sessions. You will learn about the latest developments and trends, network with your peers, and gain additional skills and insights, and earn 8 hours of CPE from subject matter experts presenting multiple learning tracks.

The Dallas Super Conference will include interesting and informative general sessions presented by Richard Chambers, President and CEO of the IIA, Denny Beran, 2011-2012 Chairman of the Board, Institute of Internal Auditors (IIA) and a panel discussion on stakeholder expectations moderated by Dennis McCuistion, a former bank CEO, who also serves on board and audit committees for several public and private companies.

Benefit from 28 concurrent sessions including the following:

Chapter News

IIA Research Foundation

The IIA has published Auditing Employee Management.  There are clear risks in administering employee management programs.  Numerous laws govern human resources (HR) administration, making compliance a key concern.  However, there is also a vital strategic component of employee management.  In today’s environment, key issues include training employees in a struggling economy, increases in fraud incidents, management/union relationship strains, and the baby boomer exodus.

Auditing Employee Management is the final book in The IIA Research Foundations’ Auditing Human Resources handbook series.  It offers practical information on:

• Risks
  
• Audit program development
  
• Employee performance management
  
• HR policies and procedures
  
• Safety and security
  
• Collective bargaining

The handbook closely follows the Society for Human Resource Management (SHRM) Total Rewards Learning System regarding the general body of knowledge for HR management.  Included are helpful appendices with key information on employment legislation, employment-related websites, required employment postings, and employee record retention requirements.

The book can be ordered online at http://www.theiia.org/bookstore/product/auditing-employee-management-1596.cfm.  (Item number 1096, IIA member price - $45.00, non-member price - $55.00).

Center for Internal Auditing Excellence
Beginning of the New School Year

The IAEP program at UT Dallas is now beginning its 10th year! Our student organization continues to grow as we promote the internal audit profession on campus. This new semester brings many new faces and we are planning several social events so our members can get to know each other.

Our schedule for this semester is entirely booked with companies hosting a reception with our student organization. Our weekly meetings are well attended with about 30-60 students at each meeting.

We are also very excited about our two site visits. In September, we visited the Dr. Pepper Snapple Group facilities and learned about the audit group there. October we will be visiting the Southwest Airlines audit group during the company’s Halloween party. We participated last year and it was a lot of fun! These site visits provide the students a great opportunity to network with professionals and learn more about a company’s culture.

Our student organization also helps place students in internships and full-time position in companies both in the DFW area and nationwide. We have recently added job postings to our website in addition to our online resume book. Both can be accessed at www.utdallasiia.com.

If you are interested in recruiting on campus or assisting the program in any way, please contact Mark Salamasick at 972-883-4729 or mark.salamasick@utdallas.edu. We are always looking for additional site visits and always welcome sponsors for our weekly receptions.  The resume book for this semester is now available.

CIA Programs

Ceremony to Honor New Certifications

The Dallas Chapter will honor those Dallas Chapter members who have completed their certification examination requirements in the 1st quarter of 2012 at the October meeting.  Honorees will be contacted via e-mail on how to register.  Certificates have or will be mailed by The Institute of Internal Auditors. This includes those receiving the new Certification in Risk Management Assurance (CRMA).

Certification News from the IIA

• Certification in Risk Management Assurance:  The IIA has announced the closing of the Professional Experience Recognition (PER) period for the Certification in Risk Management Assurance™ (CRMA).  In North America (United States, Canada, and Caribbean): The PER period will close on Sept. 30, 2012. PER candidates must have applied and paid the application fee by this deadline. All qualifying documentation must be submitted by no later than Oct. 31, 2012.
  
•  Continuing Professional Education (CPE) Requirement and Reporting Reminder:  As a reminder, effective Jan. 1, 2012, Continuing Professional Education (CPE) reporting requirements and periods have changed. All certificates must report CPE by December 31st each year. The changes in the program enhance the reporting experience for certified individuals and align The IIA with industry best practices.  Learn more.
  
•  IIA Global Certifications Introduces Option to Extend Exam Eligibility:  The Professional Certifications Board (PCB) has approved a new policy that allows candidates to extend the normal 180-day exam eligibility window for a period of 30 days one time for a US $50 fee. This new option allows today’s busy internal audit professionals to stay on course while enhancing their professional development. Interested candidates must log into CCMS to complete the appropriate exam registration eligibility extension form.

• 2013 CIA Exam Changes:  The Professional Certifications Board (PCB) and IIA Board of Directors have approved changes to the CIA exam structure.  The program will be reduced from four to three exam parts, eliminating the recognition credit for part four.  Content for the 2013 exam include: Part 1 – Internal Auditing Basics; Part 2 – Internal Audit Practice; Part 3 – Internal Audit Knowledge Elements.  The PCB has developed a transition plan for those candidates who are unable to complete their certification before the new exam is launched. Changes to the exam will be implemented mid-2013.  Learn More.   

CIA Review Course

The Dallas Chapter will not be providing CIA review courses for 2012/2013.  The chapter is currently in the process of evaluating options for CIA Review Courses.

In the interim, there are several on-line study tools available, including the IIA’s CIA Learning System and Gleim’s CIA Review materials.  CIA Model Exam Questions are also available through the IIA.  For more information regarding study materials, please see the CIA Exam Preparation Resources on the IIA website.

Frequently Asked Questions

New or Updated Practice Guides released by the IIA

The IIA has released several new IPPF practice guides. They provide detailed guidance for conducting internal audit activities — processes and procedures, tools and techniques, programs, step-by-step approaches, and examples of deliverables. If you are a member of the IIA, you can download them now for free by clicking on the following links:

NEW! Assessing Organizational Governance in the Private Sector, July 2012
​NEW! Developing the Internal Audit Strategic Plan, July 2012
​NEW! GTAG 17: Auditing IT Governance, July 2012
​NEW! Auditing Privacy Risks, 2nd Edition, July 2012 (replaces GTAG 5)
​NEW! Integrated Auditing, July 2012
​NEW! Evaluating Ethics-related Programs and Activities, June 2012
​NEW EDITION! GTAG 7: Information Technology Outsourcing, 2nd Edition, June 2012.

2012 – 2013 Membership Drive

When was the last time you renewed your IIA membership?
Have you been wanting to become an IIA member, but have been putting it off to some other time? Well there is no better time than now to become a member of the IIA! Each month during this entire Chapter year you will be entered into a drawing for Dallas Mavericks and Dallas Stars tickets if you renew your membership or join the IIA and you are a Dallas Chapter member. Wait, that’s not all – if you renew your membership or join the IIA and do not win tickets to the Mavericks or Stars then you will be entered into a drawing at the end of the Chapter year for a chance to win 1 of 2 $400 gift cards to NorthPark Center.

The Dallas Chapter is currently the 5th largest chapter in North America for membership and we want to be number 1.  Only the New York, Houston, Toronto and Chicago Chapters have more members than Dallas. Help us reach our goal by renewing your membership or joining the IIA today!

Welcome IIA Members:

http://www.theiia.org/membership/current-members/index.cfm?

Why Join the IIA??

http://www.theiia.org/membership/why-join/

Membership News

The Dallas IIA Chapter would like to extend a warm welcome to our new members who joined the Chapter in August 2012:

Report Your Speaking and Writing

Each speaking engagement on internal auditing that a Dallas Chapter member completes will earn the Chapter 1 credit per CPD hour.  Each full article, Roundtable article, Fraud Finding, etc. submitted that meets basic editorial guidelines will earn 5 credits. For each full article published 20 credits are earned.  Each internal audit related article published in any other trade or professional journal that is authored by a chapter member is 5 credits.

To report your writing and speaking go to http://dallasiia.org/Speaking.htm and complete the online form. If you have any questions, please contact Corinne Bryan at CAP@dallasiia.org.

Employment Opportunities

The Boy Scouts of America  (9/16/12)

The individual in this position will:

• Conduct internal financial, compliance, and operational audits to ensure the integrity of processes and transactions Participates in information technology audits.
• Develops formal written reports to communicate audit results to management, and makes recommendations as appropriate to correct operational and transaction errors.
  
• Assists in the preparation of risk assessments and audit programs.
  
• Reviews the Control Assessment Program (CAP) documentation, tests key controls, recommends changes to improve the control environment and/or assists process owners with their self assessment processes .
  
• Determines proper accountability of the organization's assets through physical count, inventory, and confirmation.
  Travel up to 20-25%.

Skills:

• Intermediate to advanced computer skills including: extensive knowledge of Microsoft Word, Microsoft Excel and other spreadsheet programs, and the ability to quickly assimilate knowledge of BSA’s computer systems used into the development of audit practices and procedures.
  
• Ability to exercise sound judgment and make independent decisions in accordance with established policies and procedures, as well as exercise discretion in matters of a sensitive and confidential nature.
  
• Strong interpersonal skills – ability to work closely with people at all levels of the organization and facilitate the implementation of corrective action.
  
• Professional customer service and leadership skills. Establish and maintain effective working relationships with those contacted in the course of work. Demonstrated team skills.
  
• Self-motivated, ability to work independently. Demonstrates initiative, innovation and drive for results.
• Ability to prioritize and meet deadlines. Have excellent follow-up and follow-through skills.
  Interpersonal skills to communicate clearly and concisely, both verbally and in writing.  Additionally, ability to identify items of a sensitive nature.
  
• Ability to apply analytical and interpretive skills to problem solving. Detail oriented.
  
• Valid driver's license.

Requirements
Education:

• Bachelor Degree with an emphasis in Accounting required.
• Certified Internal Auditor (CIA) designation is preferred.  Certification is strongly encouraged for each employee of the department and needed for advancement.

Experience:

• Minimum 2 years audit experience.
  
• Knowledge of and compliance with the International Standards for the Professional Practice of Internal Auditing.
  
• Knowledge and experience with Sarbanes Oxley (SOX) preferred.
  
• Must have excellent technical and communication skills.
  
• Must maintain audit independence and objectivity in all assignments.
  
• Ability to participate in special assignments as deemed necessary by the Director, Internal Audit.
  
• Team player who views his/her role as “value added” while improving overall operations.
  
• Stay abreast of best practices and provide means for introducing those practices to the organization’s business units and processes.
• Preference given to individuals with IT audit experience. Data mining experience is preferred with ACL.

To Apply:  Qualified candidates should send a resume with a cover letter and salary history via email to: ResumeExempt@Scouting.org. The subject line of the email should include the word, “Auditor”.
Additional positions/information can be viewed on our website at: http://www.scouting.org/Jobs/EmploymentOpportunities/NationalOffice.aspx

Neiman Marcus  (9/18/12)

Title:  Staff Auditor
Department:  Internal Audit
 
Company Overview

Neiman Marcus Stores are located in the most affluent markets in the United States with a presence in Florida, California and Texas. From the finest designer and luxury merchandise for men and women to precious jewelry, beauty and home decor, we offer our customers an impeccable and irresistible array of choices. Since 1907, Neiman Marcus has served our discerning and sophisticated customers with gracious and attentive service.

Job Summary

Perform audits of routine nature (primarily store audits) with direction from an Auditor-in-Charge in accordance with audit work program.  This individual is also responsible for identifying and recommending specific audit tests to be performed in routine audit areas.  This individual will perform store audits for two-thirds of the year and conduct operational audits during the remainder of the year.

Key Performance Elements

• Perform audits in accordance with audit programs under the supervision of the Auditor-in-Charge
  
• Obtain and analyze evidentiary data through interaction with auditee
  
• Prepare comprehensive workpapers for each area audited, including detailed process narratives where applicable
  
• Identify and recommend to the Auditor-in-Charge specific audit tests to be performed
  
• Prepare oral presentation of findings from areas audited to auditee Management, along with appropriate recommendations to enhance controls, improve operations or reduce costs
  
• Resolve routine audit issues with auditee staff

Requirements

Knowledge/Skills/Abilities:

• Bachelors degree in Accounting or Finance
  
• CPA or CIA candidate preferred
  
• Excellent written and oral communication skills
  
• Working knowledge of Microsoft Office products
  
• Ability to perform 35% travel

Experience

• Minimum 1-2 years prior audit experience preferred; recent graduates also considered
  
• Retail industry experience preferred, but not required

Apply:  neimanmarcuscareers.com or contact kelly_sessions@neimanmarcus.com

North Texas Tollway Authority  (9/6/12)

Assistant Director of Internal Audit

Overview:

The purpose of the position is to manage assigned staff and assist in providing recommendations that improve internal controls, add value and/or create greater efficiencies with respect to operations, compliance, reporting, etc.  This position is responsible for evaluating and rating assigned staff.  Employees in this classification are responsible for managing, participating, and performing audits that are completed in accordance with the annual audit workplan and IIA standards.  This position is responsible for reviewing audit work including reports and planning, coordinating, and executing activities that support the overall audit function.  Establish effective audit policies and procedures, handle multiple priorities, and organize and complete projects and special requests as assigned. 

Responsibilities:

• Assists with the supervision and review of the work performed by the internal audit staff and consultants, and identifies areas of improvement. 
  
• Day to day responsibility, mentoring, and management of staff performing internal audits.
  
• Advises management on appropriate systems controls and other account and operational matters.
  
• Maintain confidentiality of all information obtained during the execution of job responsibilities.
  
• Keep abreast of all relevant pronouncements, changes, etc., and evaluate their impact or potential impact on the Authority.
  
• Perform all other tasks and special projects as requested by Director and/or Executive Management.
  
• Assists with the development of the department budget related to assigned staff.
  
• Complete variety of projects, including all phases of the process.
  
• Special projects involvement.
  
• Completes all activities in an effective, professional, and timely manner.

Qualifications:

Go to www.ntta.org or contact Antoinette McIntosh, amcintosh@ntta.org, 214-224-2162.

City of Longview  (9/6/12)

INTERNAL AUDITOR

Direct a broad comprehensive program of internal auditing focusing on internal controls and procedural review. Examine and evaluate the adequacy and effectiveness of the systems of management control of the City meeting objectives in accordance with policy, procedures and audit compliance plans. Audit City policies and procedures; prepare various types of financial/audit reports; recommend changes to improve operational efficiency. Audit cash management, billing and collection, payroll and other areas within the City with regard to procedures to analyze and review current methods. Work with external auditors as an information resource during their review.

REQUIREMENTS: Bachelor’s Degree in Accounting, Finance or related field, and two years auditing and accounting experience; OR an equivalent combination of education and experience. Must possess a valid Texas Driver’s License. An updated resume with references must be attached to the application.

PREFERRED REQUIREMENTS: Experience with governmental internal auditing as well as certifications as a Certified Government Auditing Professional (CGAP), Certified Internal Auditor (CIA) and/or Certified Public Accountant (CPA).

SALARY:  $2,151.06 - $2,530.66 biweekly, depending upon qualifications

Applicants can apply at:
www.longviewtexas.gov
This position will close at 5 pm on Friday, October 5, 2012.

Santander Consumer  (8/30/12)

Director, Internal Control

Job Code:        IC0001
Classification:   Exempt
Role Definition: V
Department:      Internal Control
Reports to:       VP, Internal Control
Grade:              13

Summary of Responsibilities:
The Santander Consumer USA (SCUSA) Internal Control Department is responsible, as designated by the SCUSA BoD Executive Operations Committee and Executive Management, for the administration, execution, managing, and evolution of the SCUSA Sarbanes Oxley (SOX) Compliance program and its respective requirements under sections 302 and 404.

As a member of the SCUSA Internal Control team, and a direct report of the VP of Internal Control, the Director of Internal Control will be responsible for the development, implementation, and execution of a US-based approach for Sarbanes Oxley Compliance that leverages and complements the existing SCUSA Internal Control Model (ICM) for assurance of controls related to financial reporting.  This person filling this role is expected to be the expert for the department on SOX Compliance.

Essential Functions:

• Assist the VP Internal Control in the planning, developing and implementing of a SOX compliance testing program that utilizes a US-based approach but also leverages the existing Corporate Methodology from the Parent Company.
  
• Perform the following activities and manage the personnel responsible for these activities when they are delegated:
  
  • Document financial and operational processes as necessary.
    
  • Perform specialized compliance reviews/audits.
    
  • Recommend improvements to controls and test programs to improve overall control environment.
    
  • Follow-up to ensure that past recommendations have been implemented properly to correct deficiencies noted.
    
  • Oversee maintenance and preparation of clear, detailed and accurate SOX 404 documentation, including narratives, control descriptions, risk control matrices, test plans, test results, and management responses and remediation.
    
• Be closely involved with the implementation of new systems to insure:
  
  • SOX controls are incorporated into system to leverage system efficiency
    
  • Change control guidelines are followed and all required testing is performed and properly documented
    
  • Process changes resulting from new systems are appropriately documented
    
  • Representing team interests at internal meetings, committees and working groups and external functions as needed, including coordinating &/or contributing to SCUSA reporting to external parties
    
• Utilize sound judgment to identify and assess: risk, materiality, adequacy of audit evidence, compensating controls, and significance of findings.
  
• Diagnose findings and draft internal audit reports and presentations to management.
  
• Establish and communicate timelines, requirements and issues with management in a professional and timely manner.
  
• Develop close but independent working relationships with all levels of management in all area of the business.
  
• Responsible for oversight of all activities related to SOX SEC filings and SHUSA or Banco Santander needs around these filings.

Other Functions:

• Special projects as requested
  
• Performs other duties as assigned

 
Requirements:

• BA/BS Required, Accounting Degree preferred
  
• CIA, CPA preferred or Sarbanes-Oxley Certification
  
• Eight (8) to ten (10) years experience working in Internal Audit or other risk or control related functions, preferably within a large commercial and/or investment bank or in a regulatory agency, with working knowledge of consumer and commercial banking and/or capital markets products.
  
• Five (5) or more years management experience
  
• Excellent understanding of Sarbanes Oxley Compliance and financial services regulatory requirements and current regulatory developments.
  
• Well-developed analytical and problem solving skills. Ability to request and/or collect relevant information, identify potential exposures/gaps, summarize conclusions, construct recommendations, present recommendations, collaborate on the design/testing/implementation of controls, and evaluate control results
  
• Experience in, and ability to, execute a enterprise-wide SOX program and effectively communicate and drive change
  
• Skilled in risk and trend identification and mitigation techniques
  
• Ability to analyze financial reporting controls and develop tests to demonstrate existence of or lack of assurance around such. 
  
• Excellent database skills with the ability to design, analyze and reconcile large data sets; ability to generate charts and tables using the correct level of detail; perform relevant trend analysis; create metrics and dashboards
  
• Advanced skills in creating high-impact presentations for all audiences (senior management, regulators, training, etc) including the ability to represent content concisely and through charts and graphics for enhanced visual impact
  
• Masterful competence of MS Office; Excel, PowerPoint and Word is essential
  
• Experience with systems (including strategy, defect identification/design, change programs, UAT design and implementation) and data (including data integrity, data migration, reference data, and data security)
  
• Influencing skills and ability to drive initiatives to completion within a matrix reporting environment
  
• Strong leadership/managerial skills
  
• Strong written and verbal communication skills with ability to foster a collaborative working relationship with multiple functional areas, operational areas, and complex business lines
  
• Proven ability to build networks quickly, influence others, and effectively address audiences of all levels.
  
• Ability to work closely and build trust with senior management
  
• Ability to maintain confidentiality

Working Conditions:

• Extended working hours may be required as dictated by management and business needs.
  
• Travel to multiple facilities may be required.

Employer’s Rights:
This job description does not list all the duties of the job.  You may be asked by your supervisors or managers to perform other duties.  You will be evaluated in part based upon your performance of the tasks listed in this job description.

The employer has the right to revise this job description at any time.  This job description is not a contract for employment, and either you or the employer may terminate employment at any time, for any reason.

Interested candidates can reach out to Stacey Crumal Riley directly:

scriley@santanderconsumerusa.com
(214)838-5029

Dr. Pepper Snapple Group  (8/27/12)

Join the team at Dr Pepper Snapple Group and make a difference by pursuing everything that you do with the determination that sets us apart from our competitors.  Driving for results leads to recognition and personal growth within the company, helping us to achieve our goal to “Be the Best Beverage Business in the Americas”.
The success that comes from within each of us is recognized, and creates opportunities for your growth in the organization.

Sr IT Auditor

Position Responsibilities

• Assist the IT Director of Corporate Audit in performing company-wide IT annual risk assessments and preparation and execution of the annual audit plans
• Responsible for executing complex audits; assist in the performance of critical project management duties including the planning, scheduling, coordinating and reporting of the work of audit teams; and providing expertise in auditing standards and performance criteria, audit requirements, and information technology skills
• Execute assignments related to IT operational auditing, financial auditing (as applicable), and ITGC SOX compliance
• Maintain Corporate Audit independence and objectivity in all assignments while developing and maintaining effective and value-adding business partnerships
• Assist in the developing and executing of corporate audit procedures, schedules, priorities and programs for achieving audit objectives and goals
  
• Prepare audit reports using sound writing skills
  
• Participate in special assignments as deemed necessary by the IT Director of Corporate Audit and VP of Corporate Audit
  
• Ensure that recommendations are clearly presented to and agreed to by management and that audit reports are issued promptly
  
• Stay abreast of best practices and serve as a conduit for introducing those practices to the company
  
• Travel to locations through the U.S., Mexico and Canada (approx. 30%)

Total Rewards

We take great pride in offering our people benefits that are competitive. We appreciate hard work, innovative ideas and unending passion, which is why we provide a comprehensive set of benefits and options designed to fit the unique lifestyles of our employees from day one based on eligibility requirements.

Qualifications

• Bachelor degree with an emphasis in accounting, information systems or finance
  
• 4 years of auditing experience
  
• 2 years with public accounting or Fortune 500 experience
  
• 3 years experience with ITGC SOX
  
• 3 years experience in Information systems auditing

M/F/D/V
Job Finance
Primary Location United States-Texas-Plano
Organization Finance
Schedule Full-time

Apply:  www.dpsg.com/careers  Search job number 1206653

Audit Manager

This role is responsible for providing assistance in generating recommendations that improve internal controls, add value and/or create greater efficiencies with respect to operations and financial reporting. Ensure appropriate utilization of audit resources and completion of assigned projects on schedule. There will be frequent exposure to senior management throughout the organization. This role is responsible for generating recommendations that improve internal controls, add value and/or create greater efficiencies with respect to operations and financial reporting.

Position Responsibilities

• Assist the VP of Corporate Audit in performing company-wide annual risk assessments and preparation and execution of the annual audit plans;
• Will travel to locations throughout the U.S., Mexico and Canada (approx. 30% of the time)
  Responsible for performing project management duties including planning, scheduling, coordinating, reviewing and reporting of audit results;
• Manage assignments related to operational auditing, financial auditing, and SOX compliance;
• Maintain Corporate Audit independence and objectivity in all assignments while developing and maintaining effective and value-adding business partnerships;
• Function at varied levels including “hands-on” detail work;
  Participate in special assignments as deemed necessary by the VP of Corporate Audit, management, and/or the Audit Committee;
• Ensure that recommendations reflect an understanding of the business and are clearly presented to and agreed to by management;
• Ensure that all agreed recommendations are subsequently implemented;
• Demonstrate flexibility in responding to changes in assignments and job responsibilities;
• Stay abreast of best practices and provide conduit for introducing those practices to the company.

Total Rewards

We take great pride in offering our people benefits that are competitive. We appreciate hard work, innovative ideas and unending passion, which is why we provide a comprehensive set of benefits and options designed to fit the unique lifestyles of our employees from day one based on eligibility requirements.

Qualifications

• Bachelors degree in Accounting or Finance from an accredited university
• CPA or CIA required
• 7 years accounting and / or audit experience, including 4 years with a large public accounting or Fortune 500 company
• 2 years of supervisory experience
• 3 years SOX and / or risk assessment experience

Equal Opportunity Employer. M/F/D/V
Job Finance
Primary Location United States-Texas-Plano
Organization Finance
Schedule Full-time

Apply:  www.dpsg.com/careers  Search job number 1206386

Dr Pepper Snapple Group, Inc. (NYSE: DPS) is one of North America’s leading refreshment beverage companies, manufacturing, bottling and distributing more than 50 brands of carbonated soft drinks, juices, teas, mixers, waters and other premium beverages.

With a brand heritage spanning more than 200 years, the DPS portfolio includes some of the most recognized beverages in the Americas. More than 75 percent of the company’s overall volume is from brands that are either #1 or #2 in their flavor categories. In addition to its flagship Dr Pepper and Snapple brands, the DPS portfolio
includes 7UP, Mott’s, A&W, Sunkist soda, Hawaiian Punch, Canada Dry, Schweppes, RC Cola, Diet Rite, Squirt, Peñafiel, Yoo-hoo, Rose’s, Clamato, Mr & Mrs T and other well-known consumer favorites.

Dr Pepper Snapple Group is an equal opportunity employer and affirmatively seeks diversity in its workforce. Dr Pepper Snapple Group recruits qualified applicants and advances in employment its employees without regard to race, color, religion, gender, sexual orientation, gender identity, gender expression, age, disability,
genetic information, ethnic or national origin, marital status, veteran status, or any other status protected by law. Equal Opportunity Employer.

DFW Airport  (8/27/12)

SENIOR AUDITOR

GENERAL SUMMARY
Under the general direction of audit management, programs and performs professional-level audit work to assist the Board of Directors and management by independently reviewing programs, activities, and resources for which the Airport Board is accountable and by communicating results useful for increasing accountability and ensuring efficient, effective, and ethical management practices.  Become familiar with the basics of DFW Airport's Environmental Management System & Environmental Policy and implement Best Management & Good Housekeeping Practices.

MINIMUM REQUIREMENTS

• Bachelor's degree in accounting, finance or a related field.
• Three (3) years of experience in performance auditing in one or more of the following fields:
  1.  Construction Auditing
  2.  Financial/Operational Auditing
  3.  External Auditing
  4.  Information Systems Auditing
• Specific experience may be designated by the department.
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Management Accountant (CMA) or Certified Information System Auditor (CISA) certification may substitute for one (1) year of work experience.
• Possession of a valid Class C driver's license.

REQUIRED KNOWLEDGE, SKILLS AND ABILITIES

• Knowledge of the principles, practices, and techniques of accounting and auditing.
  
• Knowledge of the techniques, tests, and sampling methods involved in conducting audits.
  
• Knowledge of computer-oriented accounting recordkeeping systems.
  
• Skill in the use of microcomputers in conducting audit activities.
  
• Demonstrated ability to gather, analyze and evaluate facts and to prepare and present concise oral and written reports.
  
• Ability to communicate clearly and effectively, both orally and in writing, including the ability to interview persons to extract politically sensitive information.
  
• Ability to schedule and direct the activities of professional and clerical staff in accomplishing the goals of the Department of Audit Services and to review work in progress and upon completion.

Interested parties please send resume to PenniMarie Sprague at psprague@dfwairport.com or www.dfwairport.com/careers website.

Miraca Life Sciences  (8/27/12)

Job Title: Sr. Internal Auditor
Department: Legal
FLSA Status: Exempt
Supervised by (Title only): Director of Internal Controls

Position Summary:
An Internal Auditor is responsible for evaluating the design and testing the effectiveness of the current state of business process, Information Technology, and operational controls.   Their duties will assist in the ongoing compliance with the MHD J-SOX program.

The Internal Auditor, under general direction of the Director of Internal Controls, is responsible for independently conducting and documenting J-SOX testing, internal audits, and consulting projects.

Job Responsibilities:

1. Performing ongoing testing of material J-SOX processes
   
2. Performing all phases of audit project activities, including planning, fieldwork, reporting and follow-up
   
3. Evaluating process effectiveness related to policies and procedures prescribed by the Company
   
4. Identifying process efficiencies and driving positive change in alignment with organizational objectives
   
5. Preparing draft reports on project results for management review
   
6. Evaluating risk, driving to root cause and determining related impact to the Company
   
7. Making practical recommendations for process improvement
   
8. Coordinating with external auditors to reduce level of effort and duplication
   
9. Documenting work product according to IIA and ISACA standards
   
10. Performing other duties as assigned

Requirements:

1. Knowledge, Skills, and Experience
   1. In-depth knowledge of and experience applying audit principles, practices, and procedures
   2. Strong knowledge of Generally Accepted Accounting Principles (GAAP) and Sarbanes-Oxley (SOX)
   3. Familiarity with J-SOX requirements preferred
   4. Ability to document, analyze and make improvement recommendations in processes and controls
   5. Proficient in Microsoft Office Suite including Access and Visio
   6. Demonstrated commitment, self-motivation, and drive
   7. Possess strong interpersonal skills and the ability to sell the business reason for the change.  Act as an agent of change while maintaining appropriate level of independence.
   8. Excellent verbal/written communication skills
   9. Ability to multi-task and adapt to changing organizational and departmental needs
   10. Ability to work collaboratively with all departments, management levels within the company, and external stakeholders
2.  Education, Certification/Licensure, and/or Experience
   1. Minimum of 5 years of auditing experience in public accounting and/or a corporate internal audit
   2. Bachelor's degree in Accounting or Finance, or similar business degree
   3. Relevant certification such as CPA, CIA or similar
3. Physical Demands
   1. Must possess ability to sit and/or stand for long periods of time.
   2. Must possess ability to perform repetitive motion.
   3. Ability to lift up to 15 pounds.
   4. Majority of work is performed in a desk/cubicle environment.
4.  Other
   1. Willingness to work overtime is required when necessary to achieve deadlines.
   2. Travel Required: Rarely
   3. Weekends/Evenings/Holidays: No

This job description reflects management’s assignment of essential functions.  Nothing in this job description restricts management’s right to assign or reassign duties and responsibilities to this job at any time.

Interested candidates please contact:

Amy Plewinski
214-364-9271
Aplewinski@MiracaLS.com
www.MiracaLifeSciences.com

AmerisourceBergen  (8/21/12)

Job Title: Compliance Analyst
Requisition Number: HRReq0010614
Job Category: PR - Professional
Department: Regulatory Compliance
Business: ABSG-Corporate
Location: Frisco, TX

Position Description Summary:

Under general direction of the Director – Corporate Accounting, the Accounting Compliance Analyst will coordinate and participate in the implementation and monitoring of ABSG Sarbanes –Oxley compliance-related policies, procedures and protocols as developed/requested by ABSG Management.

Primary Duties and Responsibilities:

1. Coordinating ABSG’s yearly Sarbanes-Oxley compliance testing. This includes completing the yearly assessments, developing the yearly test plans, reviewing all BU process narratives, coordinating the testing activities, reviewing test results, & ensuring that the results are properly reflected within ABC’s tracking application.
   
2. Coordinating the remediation of any SOX control failures. This includes maintaining compliance tracking tools, including the receiving, documenting, tracking, investigating, taking action on all issues related to SOX control failures within the Company, and preparing summary reports on the resolutions of each issue.
   
3. Assisting the operating units with the reengineering of business processes to ensure compliance with internal controls.
   
4. Auditing and monitoring operational business units against Company standard business processes as requested by Finance Management.
   
5. Serving as liaison for ABSG Corporate Accounting with both Internal and External Auditors. This includes managing the completion of all audit requests in a timely manner.
   
6. Administering all DEM role setups within ABSG’s ERP system. This includes conducting a yearly audit of those roles to ensure minimal segregation of duty conflicts within the roles.
   
7. Providing ongoing advice and resources to Company Management and operating BU personnel for SOX compliance issues and process monitoring and improvement, and work with Management to implement these improvements.
   
8. Maintaining up-to-date job knowledge through professional reading, conference and seminar attendance.
   
9. Coordinating the completion of quarterly accounting schedules
   
10. Performs related duties as assigned.

Minimum Experience and Education Requirements:

Requires broad training in fields such as business administration, accountancy, sales, marketing, computer sciences or similar vocations generally obtained through completion of a four year Bachelor's Degree program, technical vocational training, or equivalent combination of experience and education; Bachelor's Degree in Accounting required; CPA, CIA, or prior audit experience preferred. Normally requires a minimum of four (4) years directly related and progressively responsible experience.

Minimum Skills, Knowledge, and Ability Requirements:

1. Knowledge of accounting practices and principles
   
2. Working knowledge of accounting and planning software packages
   
3. Ability to communicate effectively both orally and in writing
   
4. Strong interpersonal skills
   
5. Strong mathematical and analytical skills
   
6. Strong organizational skills; attention to detail
   
7. Knowledge of Microsoft Word, Excel and PowerPoint

Equal Opportunity Employer, M/F/D/V

Qualified candidates may send their resume to:   melanie.dressler@absg.com or apply online:     www.amerisourcebergen.com.

Weaver LLP  (7/9/12)

Audit Advisory Senior

Weaver and Tidwell is seeking an Advisory Senior Associate that will be responsible for day-to-day execution of engagement objectives on Advisory engagements. This role requires the ability to supervise 1-3 Associate staff members. This candidate must possess a greater than basic understanding of the COSO internal framework, and the Sarbanes-Oxley Act and the related requirements of Section 404, GAAP, GASS and IIA Standards. This candidate should also possess a greater than basic understanding of financial reporting, transaction cycles and business processes. CPA or CPA candidate; CIA or CIA candidate required (CPA preferred) with 2-5 years or more of public accounting experience, industry or a combination of public accounting and industry experience. Bachelors degree in Accounting, Finance, or related field required.

Weaver and Tidwell, LLP, a leading accounting and consulting firm headquartered in Fort Worth, Texas, has been in continuous practice for 60 years. Weaver is ranked as the largest regional independent accounting firm in the Southwest by Accounting Today Magazine, and is ranked among the top 50 firms in the nation by Public Accounting Report.

At Weaver and Tidwell, LLP, your career journey will be both exciting and challenging. Weaver offers competitive benefits, flexible schedules, top salaries, a business casual environment, and 7 great locations throughout Texas: Fort Worth, Dallas, Houston, San Antonio, Austin, Midland, and Odessa. Whether your interest lies in developing skills in areas such as international tax, forensic accounting, wealth transfer, audits of publicly held companies, green e-attest services for energy companies, or corporate tax work and beyond, find the path that is right for you. Building your career involves the important step of selecting a firm that is not just an employer, but is also an advocate of your personal and professional growth. Weaver and Tidwell, LLP is that advocate, and we are proud to offer our team members an environment surrounded by people who are Driven, Like You.

For immediate consideration please contact Michelle.Griffin@weaverllp.com or apply online @ http://www.weaverllp.com/Careers.aspx

Audit Advisory Senior- Oil & Gas

Weaver and Tidwell is seeking an Advisory Senior I Associate that will be responsible for day-to-day execution of engagement objectives on Advisory engagements. This role requires the ability to supervise 1-3 Associate staff members. This candidate must possess a greater than basic understanding of the COSO internal framework, and the Sarbanes-Oxley Act and the related requirements of Section 404, GAAP, GASS and IIA Standards. This candidate should also possess a greater than basic understanding of financial reporting, transaction cycles and business processes. CPA or CPA candidate; CIA or CIA candidate required (CPA preferred) with 2-5 years or more of public accounting experience, industry or a combination of public accounting and industry experience. Bachelors degree in Accounting, Finance, or related field required; Masters degree preferred. Experience in the Oil & Gas industry is preferred.

Weaver and Tidwell, LLP, a leading accounting and consulting firm headquartered in Fort Worth, Texas, has been in continuous practice for 60 years. Weaver is ranked as the largest regional independent accounting firm in the Southwest by Accounting Today Magazine, and is ranked among the top 50 firms in the nation by Public Accounting Report

At Weaver and Tidwell, LLP, your career journey will be both exciting and challenging. Weaver offers competitive benefits, flexible schedules, top salaries, a business casual environment, and 7 great locations throughout Texas: Fort Worth, Dallas, Houston, San Antonio, Austin, Midland, and Odessa. Whether your interest lies in developing skills in areas such as international tax, forensic accounting, wealth transfer, audits of publicly held companies, green e-attest services for energy companies, or corporate tax work and beyond, find the path that is right for you. Building your career involves the important step of selecting a firm that is not just an employer, but is also an advocate of your personal and professional growth. Weaver and Tidwell, LLP is that advocate, and we are proud to offer our team members an environment surrounded by people who are Driven, Like You.

For immediate consideration please contact Michelle.Griffin@weaverllp.com or apply online @ http://www.weaverllp.com/Careers.aspx