Trusty by Design:

Prashant Karanam, EY Risk Senior Manager: prashant.karanam@ey.com

CLICK HERE FOR PRESENTATION

Detecting and Preventing Fraud using Analytics:

Nick Robertson, EY Forensic & Integrity Services Senior Manager: nick.robertson@ey.com

Chad Francis, EY Forensic & Integrity Services Manager: chad.francis@ey.com

Emily McIntosh, EY Forensic & Integrity Services Manager: emily.mcintosh@ey.com

CLICK HERE FOR PRESENTATION

Technical Accounting Guidance: ASC606 and ASC842: Materials attached

Bre Sparkman, EY Financial Accounting Advisory Services Senior Manager: Bre.Sparkman@ey.com

Jason Larkin, EY Financial Accounting Advisory Services Senior Manager: jason.larkin@ey.com

CLICK HERE FOR PRESENTATION 1

CLICK HERE FOR PRESENTATION 2

IT Risk Assessment in the Age of Disruption:

Joseph Morgenstern, EY Technology Risk Senior Manager: joseph.morgenstern@ey.com

https://www.ey.com/en_gl/assurance/why-ai-is-both-a-risk-and-a-way-to-manage-risk

https://www.ey.com/en_gl/innovation/what-is-intelligence-without-trust-

https://www.ey.com/en_gl/innovation/what-is-intelligence-without-trust-

Michael Fucilli – Auditing for Impact

Michael Fucilli – Leadership Skills That Can Take Internal Audit to the C Suites

Norman Marks-Making Business Sense of IT Risk

Norman Marks-World Class Internal Audit 2019

Jannies S. Burlingame – CQ Dallas Presentation_02.2018

Jannies S. Burlingame – Generational Diversity_02.2018

Nejolla Korris – Cybersecurity Social Media Risk

Linh Truong –Effective Audit Planning and Engagement Risk Assessments

Danny Goldberg-IT for the Non-IT Auditor

12-02-16_iia-dallas-eq-presentation

Quantitative Indicators of Risk: Support for the Annual Risk-Based Audit Plan 991kb

Avoiding the pitfalls when developing an analytics function  1MB

Data Analytics to Support the Risk Assessment in the Planning Phase of an Audit 1MB

• Understanding and Assessing Corporate Culture627 KB

• How to Audit… Better!2.6 MB

• Tools For Operational Auditing5 MB
• Auditing Social Media – Is the Company Controlling the Conversation?3 MB
• Develop your Leadership Leagacy1 MB

• EY “Generations Survey” findings424 KB
• Highlights from EY’s Generations research133 KB

• Transitioning from Risk Based Auditing to Enterprise Risk Management Auditing2 MB
• My Year as IIA North American Board Chairman2MB
• Managing Ethical Dilemmas For Texas CPAs748 KB

• Where will the next generation of internal auditors come from?10 MB

• CAE Spotlight: David Price, CEC576 KB
• Cybersecurity Update222 KB – Addtional helpful link: www.pwc.com/gsiss2014
• CAATs for Separation of Duties277 KB
• Third Party Risk Continuum1 MB

• What NOT to do on LinkedIn5.8 MB
• One World, One Profession, One Destination368 KB

• CAE Spotlight – Higher Education Auditing…We’re Not As Old School as You Think!1.16 MB
• So You Think You Know SOC?274 KB
• XBRL – What’s in it for Auditors?614 KB

• Audit Communications Skills for Success1 MB

• Integrity5MB
• Managing Ethical Dilemmas for Texas CPAs786 KB

• Fraud – Exploring Challenges & Opportunities for Internal Auditors1 MB
• Fraud – Exploring Challenges & Opportunities for Internal Auditors – Handout240 KB

• CAE Spotlight – Non-profit Industry/Vickie Tesmer1.2 MB
• Sharpening our Focus on the Road Ahead: Internal Audit in 20202.3 MB
• Intelligent Internal Controls 814 KB
• Risk Based Auditing514 KB

• ACL / Data Analysis906 KB
• CAE Spotlight – Government Contracting/Shelby Faubion1 MB
• IT Governance – Worthwile Exercise?570 KB

• Active Listening2.5 MB
• CAE Spotlight – Healthcare/Dennis McGuffie1.7 MB

• CAE Spotlight – Dean Foods/Frank Caliri230 KB
• Managing Third Party Risks in a Crisis1.5 MB
• Business Resiliency2.7 MB
• Information Technology Continuity – Uncensored127 KB

• CAE Spotlight – Tourchmark/Saumil Patel682 KB
• Corporate Compliance1.1 MB
• Research Project: Cloud Computing: A Study of Internal Audit’s Preparedness in the Dallas Area448 KB

• CAST – Opening and Closing Conference Strategies136 KB
• Audit Efficiency and Effectiveness: A Matter of Focus2 MB

• CAST-ERP Auditing Concepts for Financial Auditors1.1 MB
• Practical Ethics2.4 MB
• To Diversity and Beyond: Building Bridges through Cultural Competence1.4 MB

• Meeting Stakeholder Expectations for Assurance: Internal Audit’s Role in a Group Effort 2.0 MB
• Root Cause Analysis327 KB

• Cyber Matters 2011 and Beyond3.3 MB
• Take a (Closer) Look at Business Continuity469 KB
• Understanding the Impact of Data Privacy736 KB
• CAE Spotlight – Janice Harissis274 KB

• CAST-Risk Assessment308 KB
• Separating Fact from Fantasy – What Auditors Really Need to Know & Do about Risk in 20121.9 MB
• Risk Assessment (Lunch presentation)3 MB

• Innovative Leadership and Decision Making – Creating Organizational Agility2 MB

• Finding the Next Superstar… Recruiting and Retaining MVPs687 KB
• CAST-Writing an Audit Finding1.0 MB
• Business Etiquette: How to Walk, Talk and Act Like a Professional was not approved for release by the author
• There is no presentation available for the Pre-meeting Panel Discussion on the Internal Audit Profession.

• Understanding the Effectiveness of a Data Protection Program1.5 MB
• Transforming Internal Audit to Drive Business Performance571 KB
• Succeeding with Emotional Intelligence410 KB
• What is Your Emotional IQ?2.9 MB
• Who Owns Fraud?: Uniting Corporate Executives to Manage and Analyze Fraud and Corruption Risks2.9 MB
• Borderless Security1.3 MB

• A Risk-Based Approach to Managing Catastrophes 118 KB
• CAST-Impactful Follow Up: The Key to Internal Audit Success 440 KB
• Creating a Risk Management Culture 40 KB

• Abstract for Attributes of a Highly Successful Chief Audit Executive 975 KB
• Internal Auditing 2011: It’s Time to “Fill the Glass” 1.4 MB

• Privacy Update200 KB
• Applying Data Privacy in a Global Company13 MB
• Cloud Computing Panel Discussion445 KB
• Privacy Laws – January 201189 KB

• Contract Risks and Controlling Costs874 KB
• Leveraging Data Analytics to Expand Audit Coverage and Add Organizational Value2 MB
• CAST-Example-Data Presentation Workbook221 KB
• CAST-Example-Data Presentation Workbook-Completed577 KB
• Six Sigma Presentation904 KB

• Dodd-Frank: What You Don’t Want to Know but Probably Should734 KB
• Dodd-Frank: Am I Too Big to Fail?99 KB
• Health reform: Prospering in a post reform world702 KB

• Collaboration vs. Collision: The Four Generation Workplace15.4 MB

• Enterprise Risk Management (ERM)261 KB
• “Bite-sized” Business Intelligence (BI) for Enterprise Risk Management (ERM)644 KB
• Risk Management: You Know the Rules. You Have the Tools. What Else?477 KB

• CAST – Time Management902 KB
• XBRL For Dummies2.8 MB
• Economic Outlook in 2010684 KB
• XBRL – What’s in it for Internal Auditors?4.3 MB

• Conducting a Fraud Risk Assessment3.3 MB
• Managing the Business Risk of Fraud758 KB

• NETWORKING:  It isn’t what you know. It’s who you know.2.5 MB

• CAST: Workpaper Documentation and Standards – Best Practices in Documenting Processes446 KB
• Auditing Project Management Controls842 KB
• Proactively Managing ERP Risks808 KB
• Risk Management Best Practices408 KB

• CAST: Dynamic and Effective Presentations381 KB
• Internal Audit: Will we Lead, or Become Irrelevant?648 KB
• What is your leadership style? Part I2.1 MB
• What is your leadership style?  Part II3.3 MB

• CAST: Root Cause Analysis247 KB
• Auditing for Value in the Procure to Pay Cycle1.0 MB
• Lean and Six Sigma Concepts & Supply Chain Management2.3 MB

• CAST: Audit Objectives & Program Development949 KB
• Convergence of IFRS & US GAAP811 KB
• IFRS and Internal Audit’s role in the conversion to IFRS2.0 MB
• FASB Codification1.5 MB

• CAST: Risk Assessment and Audit Planning131 KB
• Tax and Treasury Risk Assessments32 KB
• Risk Assessments and SOX – Scoring ICFR for Effectiveness and Efficiency172 KB
• Risk Assessment of Organization’s Health Benefit Costs86 KB

• Strategies to Mitigate Risk in the Current Economic Environment846 KB
• Legal Overview of Mergers and Acquisitions and the Role of Internal Auditors174 KB
• Fraud and Its Effects1.4 MB
• How the Recession is Changing Internal Auditing886 KB

• International Financial Reporting Standards – Convergence Issues1.0 MB
• Beyond Borders: Corruption Risk in Today’s Global Marketplace522 KB
• Operating in a Down Economy – Key Strategies and Opportunities for Internal
  Audit776 KB

• CAST: Audit Evidence6.1 MB
• How to Cheat on Your Expense statement1.5 MB

• CAST: Opening and Closing Conference Strategies57 KB
• The Global Profession of Internal Auditing834 KB
• Remembering the Past/Rehearsing the Future47 KB

• CAST: Audit Sampling 101153 KB
• GRC and the Impact on your organization3.8 MB
• Governance of Outsourced IT Services597 KB

• Sustainable North Texas: Many Shades of Green4.8 MB

• CAST: Overview of the Professional Practices Framework922 KB
• Six Sigma Approach to Internal Auditing383 KB
• Six Sigma Application: Tools for Auditors244 KB
• SFAS 157 “Fair Value Measurements”928 KB

• IT Internal Audit: The Evolving Role of a Technologist107 KB
• The GAIT Series from the IIA and how it impacts Internal Auditors264 KB
  • Whitepaper206 KB
• 7 Deadly Sins of SAS 70’s134 KB

• The Rise of Economic Espionage & Breaking the NYNEX Case654 KB

• Law and Internal Auditing3.3 MB
• Leading Trends and Practices from Around the World 1.1 MB

• Office as a Crime Scene 133 KB
• How to Deal When Your Company is Being Investigated by the FBI3.8 MB
• Focus on Fraud Prevention 322 KB

• Hacking Trends138 KB

• Value Added Audits1.04 MB
• Risks Assessments – Internal Audit’s Role205 KB

• Auditing Standard 5-Effective and Efficient SOX Compliance 120 KB
• Going Beyond SOX Compliance – Internal Controls Optimization 86 KB

• Auditors Serving on Audit Committees 179 KB

• Using Data Analysis to Detect Fraud13.6 MB

• ERM: Getting from theory to practice221 KB
• Tactical Implementation of Enterprise Risk Management568 KB
• AMR Corporation Risk Assessment Methodology86 KB

• A-5 Compliance Spreadsheet699 KB

• SOX – From Project to Process 704 KB

• The Art of Writing Emails and Reports 66 KB
• Sample Audit Report 80 KB

• QAR  – North Texas IIA 128 KB

• Working with Students/Assimilating New Staff 677 KB
• Top Ten Issues Facing Internal Auditing in the Future 1.13 MB

• The Intelligent Real-Time Enterprise 10.5 MB
• The Latest in Audit Software and Data Mining 435 KB
• Creative Co-sourcing 1.2 MB

• The Value of Vulnerability Management 201 KB

• Networking – The Art of Schmoozing 80 KB