Texas Capital Bank – Senior Internal Auditor

Location: US-TX-Richardson

The Senior Internal Auditor will assist Internal Audit Department management in the implementation and execution of a risk-based audit process.  The role will perform such tasks as: consulting with management regarding risk and controls; coordinating audits and projects, preparing reports and briefings while ensuring high standards are maintained related to work papers and other documentation. 


  • Assist in the development and completion of a comprehensive risk based, Internal Audit plan, including SOX testing, and ensuring that all activities conform to established Internal Audit Department policies and procedures
  • Develop and use programs and analyses that assist in the audit and monitoring processes
  • Assist in monitoring of the Corporate Compliance Program and assist the organization in the assessment of compliance risk
  • Prepare, review, and present audit results with all levels of management
  • Serve as lead auditor on specific assignments directing the activity of audit team members and/or third-party providers
  • Prepare and execute specific audit programs, procedures, and tasks to provide assurance on the adequacy of governance, risk management, control and compliance processes of the Bank
  • Work with managers of various business units to coordinate responses and develop action plans, as necessary, to respond to deficiencies and/or recommendations noted from internal audit, external auditors, and regulators
  • Ensure the quality of all internal audit work complies with Internal Audit Department Charter, established policies and procedures, and professional standards
  • Through continuous education, maintain and improve knowledge of corporate governance, risk management, internal controls, compliance and internal audit processes
  • Perform other duties as assigned


  • Bachelor’s degree in Accounting, Finance or Business Administration preferred
  • 5-10 years of Internal Audit, public accounting, regulatory experience specific to banking required
  • Experience testing for compliance with consumer and other banking regulations and related risks preferred
  • Knowledge of Sarbanes-Oxley (SOX) processes such as internal control documentation, walkthroughs, testing and reporting preferred
  • Holds or is actively pursuing professional certification(s) such as CPA, CIA, CISA and/or advanced degrees preferred
  • Experience with audit analytics tools (i.e. ACL, IDEA) and visualization tools (i.e. Tableau, Power BI) preferred
  • Understanding of commonly used International Professional Practices Frameworks (COSO and PCAOB), risks within financial services and related risk management processes preferred
  • Superior communication (verbal and written), negotiation and presentation skills required
  • Strong organizational skills, including effective time management and project management required

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